our family office team
The Human Side of Institutional Stewardship.
Because behind every complex balance sheet is a family vision meant to endure.
Our Family Office leadership team combines institutional depth with deeply personal stewardship—bringing perspective shaped not only by markets and experience, but by an understanding of the responsibility that comes with guiding significant family wealth across generations.
Dave Harden: Driving Innovation, Growth, and Excellence at Summit Global
Dave Harden is the Founder, CEO, and Chief Investment Officer at Summit Global Investments (SGI), a firm he built with a steadfast commitment to disciplined investing, risk management, and a vision for long-term financial stewardship. Under Dave’s leadership, SGI has grown steadily over the past 15 years to become a powerhouse in the investment management industry, with over $2.4 billion in assets under management (AUM). SGI continues to attract top-tier investors and advisors.
Dave has been the driving force behind SGI’s innovative portfolio strategies, including its expansion into ETFs featuring a unique options trading overlay. His disciplined investment philosophy focuses on delivering superior risk-adjusted returns, earning him and the firm recognition from industry peers and national media. Dave is a frequent guest on CNBC and other financial media platforms, where he shares his insights on market trends, portfolio construction, and risk management strategies.
Recognized for Industry Excellence
Under Dave’s leadership, Summit Global Investments has been widely recognized for its excellence in asset management, risk-adjusted performance, and responsible investing. SGI’s industry accolades include:
- 2020-23, 2025 Investor’s Business Daily – Five-time award recipient for Best Mutual Fund
- 2025 Newsweek’s Top 100 Advisory Firms in the US – Honoring leading financial advisory firms nationwide
These achievements reflect Dave’s direct influence on developing SGI’s proprietary investment strategies, combining quantitative rigor with a fundamentally driven, risk-focused approach. His ability to blend innovation with disciplined portfolio management has positioned SGI as a trusted partner for wide range of investors, including mass affluent and high-net-worth individuals, institutions, and advisors seeking consistent long-term growth.
A Legacy of Visionary Leadership
Dave Harden’s leadership philosophy is deeply rooted in a commitment to delivering value beyond returns—fostering a culture of excellence, innovation, and client-first investing. His ability to anticipate market shifts, implement advanced portfolio strategies, and cultivate a high-performance team has solidified SGI’s reputation as a premier investment management firm.
LEADERSHIP
Stewards of Wealth. Architects of Legacy.
Our Family Office leadership team combines institutional investment expertise with a disciplined approach to managing complexity at scale. In partnership with our clients, we provide the strategic oversight, coordination, and stewardship necessary to preserve and grow wealth—ensuring decisions made today endure for generations.
Steve Farrell
Head of Family Office, Director of
Fixed-Income and Private Capital
Golden Moore
Director, Global Advisory
Aash Shah
Head of Investments
Tim Shumway
Vice-President, Philanthropy
Eric Callister
Chief Financial Officer
John Lore
Chief Compliance Officer
Our Purpose & Aspiration
Mission & Vision
Our Mission
Share and Build
Be the most trusted and efficient Investment Advisor.
Our Vision
Make a Meaningful Contribution
Help clients find, know and achieve their goals and objectives.
OUR CORE VALUES
How We Show Up Matters
We believe great outcomes begin with how we work. By moving with purpose, acting with honesty, and listening with care, we earn trust and build understanding in every client relationship.
Urgency and Focus
Acting quickly and efficiently, keeping focus on client needs and inspiring others.
Integrity and Transparency
Doing the right thing, being transparent, and communicating clearly with all stakeholders.
Trust and Understanding
Gain a deep understanding of client goals, building trust through consistent professionalism.
Hope and Optimism
Lead with belief, show up as your best self, and elevate the team around you.
Power of the Team
A great degree of our success will be determined by our relationships with each other.
SUMMIT GLOBAL ENTERPRISE GROUPS
Summit Global Family Office is part of an integrated enterprise group designed to serve institutions, individual investors, families, and advisors at every stage of wealth.
An elite advisory team that delivers a highly personalized, concierge-level experience serving the unique needs of multi-generational family wealth stewards and individuals with significant growth trajectories.
A deeply experienced, multi-disciplinary portfolio management group and registred investment adviser providing customized investment solutions designed to meet the complex needs of institutional investors and investment managers overseeing significant private and corporate capital.
A team of over 100 advisors, grounded in independence and fiduciary responsibility, dedicated to delivering personalized financial planning, investment management, and wealth preservation solutions for a diverse range of clients.
An affiliated business unit specializing in life insurance and annuity solutions, thoughtfully integrated into your broader wealth and investment strategy to provide protection, growth, and long-term financial security.
